2016 Spring Conference Speaker

Fort Worth based Bryan Baas leads the TD Ameritrade Institutional risk management group—whose responsibilities cover everything from credit and product risk to advisor risk operations and internal controls. With his guidance and experience, the teams take an educational and collaborative approach to working with advisors to both keep them on top of regulatory changes and to identify and solve for risk in the simplest ways. Bryan introduced personal calls to verify every third party wire, helping to reduce fraud to industry lows. In risk management since 1999, Bryan joined the company in 2011 after 20 years with another financial services firm.