A Cybersecurity Audit by SEC: What to Expect

11:00 AM - 12:15 PM

The U.S. Securities and Exchange Commission recently announced its Annual Examination Priorities. The SEC highlighted its focus on firms' information security and operational resiliency through adequate cybersecurity programs. This session will prepare you to be exam ready by providing recommendations to strengthen information security controls that will also aim to protect your firm against cyberattacks.

Learning Objectives:

  • Review a typical SEC Cybersecurity Examination
  • Learn how to be prepared for the exam
  • Understand how to implement adequate processes and controls to mitigate cybersecurity threats