Elderly Clients and Cognitive Decline/Financial Exploitation:

K (1)
K (1)
Main
10/18/2018
10:20 AM - 11:20 AM
This presentation is for all advisers and will cover the current focus at both the SEC and the States surrounding elderly clients/cognitive impairment/financial exploitation. Recently enacted laws and regulatory expectations surrounding this important area will be covered along with ways an adviser can fulfill their obligations associated with clients showing signs of cognitive impairment and suspected financial exploitation.