Ethics CE: CFP® Board's Revised Code and Standards

This two-hour presentation meets the ethics CE requirement for CFP® professionals. In addition to the latest update to CFP® Board's Code and Standards, this presentation covers CFP® Board's fiduciary standard, the new rules for managing conflicts of interest, and the new reporting rules for the disciplinary process.

Learning Objectives:

• Understand the structure and content of the revised Code and Standards, including significant changes from prior rules
• Describe CFP Board’s Fiduciary Duty
• Identify material conflicts of interest and how to avoid, or fully disclose, obtain informed consent, and manage them
• Understand the duty to report to CFP Board and the duty to cooperate
• Identify the practice standards when providing financial planning or financial advice that requires financial planning
• Understand the duty to provide information to clients when providing financial advice and/or financial planning.