Paraplanner/Junior Financial Advisor

Planning Assistant/Junior Financial Advisor

JOB POSITION SUMMARY:

The Financial Planning Assistant/Junior Financial Advisor role will manage information and operation aspects regarding client relationships. The intent of the position will be to lead to

ESSENTIAL JOB FUNCTIONS AND DUTIES:

To perform this job successfully, an individual must be able to perform each essential duty

1.  Financial and Reporting

Assists advisors by compiling financial information and preparing presentations for prospect and client meetings

Assists in the coordination of client service needs and ongoing investment portfolio management

Assists in monitoring client accounts to cover cash flow needs of clients

2.  Operations

Partners with the various client service teams the firm uses to coordinate the servicing of investment accounts, the completion of financial transactions, and the information needed for performance reports

Maintains a high level of compliance standards at all times

Conducts research and analysis with regard to client financial goals

Maintains organization of client action items and financial information

3.  Client Relationships

Supports client relationships through monitoring project timelines, communicating with the advisors, and preparation of materials for meetings

Monitors and follows up on execution of transactions and completion of client projects

Coordinates financial information with client fiduciaries, attorneys, CPAs, etc.??

Contact: Stephen Dygos, 612.355.4364, dygos@sdwia.com