Charles Rossi (CFP®, CTFA)

Charles Rossi focuses in the
following client markets or areas of practice:
- Charitable Giving
- Estate & Generational Planning Issues
- High Net Worth Client Needs
- Investment Advice with Ongoing Management
- Retirement Plan Investment Advice
- Tax Planning
- Charitable Giving
- Estate & Generational Planning Issues
- High Net Worth Client Needs
- Investment Advice with Ongoing Management
- Retirement Plan Investment Advice
- Tax Planning
Planning Specialties
Our core expertise is investment management, retirement planning and financial life management. We help clients with the organization, objectivity, accountability and proactivity of their retirement planning, investment management, and estate and philanthropic planning.
We acknowledge in writing that we owe each client a fiduciary duty of loyalty. Our investment advice is based exclusively upon well-reasoned thought and achievement of the investment objectives and best interests of each client.
Additional Information
EDUCATION
Master of Science in Investment Management and Financial Analysis (2021 Candidate)
Creighton University
Heider College of Business
Bachelor of Science in Finance
Arizona State University
W.P. Carey School of Business
The London Business School
Equity Investment Management Programme
Advanced Diploma in Financial Planning
New York University
School of Professional Studies
Personal Financial Planning Certificate Program
Metropolitan State University of Denver
Portfolio Management Certificate Program
College for Financial Planning
Charles has also studied mathematics in applied finance at the University of Leeds, and business valuation and security analysis at The London School of Economics and Political Science.
PROFESSIONAL ACCREDITATION
CERTIFIED FINANCIAL PLANNER™ Professional
Certified Trust and Financial Advisor
Accredited Investment Fiduciary®
Accredited Portfolio Management Advisor®
Charles has passed the Uniform Investment Advisor Law Examination and is FINRA Series 65 licensed. He is a member of the National Association of Personal Financial Advisors and the Phoenix Chapter of the Financial Planning Association.
NAPFA Start Date
August 04, 2016