Charles Rossi (CFP®, CTFA)

Charles Rossi focuses in the
following client markets or areas of practice:

Charitable Giving

Estate & Generational Planning Issues

High Net Worth Client Needs

Investment Advice with Ongoing Management

Retirement Plan Investment Advice

Tax Planning

Planning Specialties

Our core expertise is retirement planning, investment management, trust and estate planning, and philanthropic planning. We help clients with the organization, objectivity, accountability and proactivity of their retirement planning, investment management, and estate and philanthropic planning.

We acknowledge in writing that we owe each client a fiduciary duty of loyalty. Our investment advice is based exclusively upon well-reasoned thought and achievement of the client objectives and best interests of each client.

Additional Information

Education

Graduate Tax Program Estate Planning Certificate (2024 Candidate)
Villanova University
Charles Widger School of Law

Master of Taxation and Data Analysis
Arizona State University
W.P. Carey School of Business

Master of Science in Investment Management and Financial Analysis
Creighton University
Heider College of Business

Postgraduate Diploma in Financial Planning
New York University
School of Professional Studies

Equity Investment Management Program
The London Business School

Business Valuation and Security Analysis
London School of Economics

Investment Management
College for Financial Planning

Metropolitan State University of Denver
Financial Planning Certificate

Bachelor of Science in Finance
Arizona State University
W.P. Carey School of Business

Professional Accreditation

Certified Financial Planner professional
Certified Trust and Fiduciary Advisor
Accredited Investment Fiduciary®
Accredited Portfolio Management Advisor®

Charles is currently a Level III exam candidate for the Chartered Financial Analyst designation. He is a member of the CFA Institute, National Association of Personal Financial Advisors and the Phoenix Chapter of the Financial Planning Association. Charles has passed the Uniform Investment Adviser Law Examination and is Series 65 licensed.