Charles Rossi (CFP®, CTFA)

Charles Rossi focuses in the
following client markets or areas of practice:

Charitable Giving

Estate & Generational Planning Issues

High Net Worth Client Needs

Investment Advice with Ongoing Management

Retirement Plan Investment Advice

Tax Planning

Planning Specialties

Our core expertise is investment management, retirement planning and financial life management. We help clients with the organization, objectivity, accountability and proactivity of their retirement planning, investment management, and estate and philanthropic planning.

We acknowledge in writing that we owe each client a fiduciary duty of loyalty. Our investment advice is based exclusively upon well-reasoned thought and achievement of the investment objectives and best interests of each client.

Additional Information

EDUCATION

Master of Science in Investment Management and Financial Analysis (2021 Candidate)
Creighton University
Heider College of Business

Bachelor of Science in Finance
Arizona State University
W.P. Carey School of Business

The London Business School
Equity Investment Management Programme

Advanced Diploma in Financial Planning
New York University
School of Professional Studies

Personal Financial Planning Certificate Program
Metropolitan State University of Denver

Portfolio Management Certificate Program
College for Financial Planning

Charles has also studied mathematics in applied finance at the University of Leeds, and business valuation and security analysis at The London School of Economics and Political Science.

PROFESSIONAL ACCREDITATION

CERTIFIED FINANCIAL PLANNER™ Professional
Certified Trust and Financial Advisor
Accredited Investment Fiduciary®
Accredited Portfolio Management Advisor®

Charles has passed the Uniform Investment Advisor Law Examination and is FINRA Series 65 licensed. He is a member of the National Association of Personal Financial Advisors and the Phoenix Chapter of the Financial Planning Association.