2020 NAPFA Fall Conference Speaker
Lori founded the Law Office of Lori J. Neidel, LLC in 2010 to provide legal services to independent RIA firms, and in 2012 founded Adviser Compliance Services to provide outsourced compliance services for independent RIAs. Previously to joining the private sector, Lori was the Missouri Securities Division’s Chief Enforcement Counsel overseeing the Division’s staff of examiners and investigators. Lori also has institutional investment experience, previously serving as the Vice Chair of the Missouri State Employees Retirement System, an $8 Billion pension fund. Lori received her law degree and undergraduate degree from St. Louis University.