SEC Advertising Rule Update: Be Careful Before You Leap
This presentation will examine the recent update by the SEC to their Advertising Rule. It will provide a breakdown of this new rule, the changes and new framework put in place by the SEC for advisors’ marketing and advertising.
Learning Objectives:
• Become familiar with the SEC’s new rule and its requirements
• Understand how this new rule impacts their current marketing and advertising
• Become aware of the need to update policies and procedures in accordance with the new rule
Learning Objectives:
• Become familiar with the SEC’s new rule and its requirements
• Understand how this new rule impacts their current marketing and advertising
• Become aware of the need to update policies and procedures in accordance with the new rule
Watch for all the details coming on NAPFA 2022 Events
