Associate Wealth Manager

New Planner Recruiting
Caleb Brown
. Chicago, IL
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What we are offering:

Our mission is simple: To provide an exceptional client experience while helping our clients meet their financial goals, providing sound advice and ongoing investment management. We are a boutique financial planning firm with 600+ AUM, providing investment advisory and wealth management services to high net worth individuals and corporate sponsored retirement plans. Independent and fee-based, we are free to design portfolios and choose investments that are in the best interests of our clients.

We are seeking an Associate Wealth Manager who is excited about financial planning and ready to excel in the profession. As an AWM at our firm in Deerfield, IL you will handle all aspects of our small managed account program while working directly with our senior advisors to gain the mentorship necessary to succeed in this role.

What you will get to do:

  • Manage the FIOP (Focused Investment Objective Program) and all operational duties for FIOP clients, assigned group of Broker-Dealer clients, and assigned group of additional wealth management clients
  • Prepare proposals for new potential FIOP clients, meet with new potential FIOP clients, and successfully onboard new FIOP clients who retain the firm
  • Regularly monitor client allocation reports and rebalance/reallocate as necessary
  • Collaborate with team members on all active and pending client matters, and potential smooth transition or delegation
  • Assist all Wealth Managers with projects, trades, financial plans, etc., as requested

What our client seeks in a candidate:


  • Bachelor’s degree from an accredited institution
  • Minimum 2 - 5 years of financial business experience
  • CFP® or CFP® certification in process
  • Strong written and verbal communication skills
  • Client centered and detail oriented
  • Experience working within a team environment
  • Proficient in Microsoft Office suite. Experience with Portfolio Center, Junxure and Redblack are a plus


Position perks:

  • Competitive base salary range of $60k - $90k and incentive bonus
  • PTO & Paid holidays off
  • Health & vision insurance; flex spending account
  • 401(k) with profit sharing contribution
  • Mentorship opportunities