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Archived Industry Issues



Repeal of the Sales Tax on Savings
November 8, 2007

Interpretive Rule Under the Advisers Act Affecting Broker-Dealers
November 2, 2007

NAPFA Comment Letter on Principal Trading Relief
August 14, 2007
 
NAPFA Comments on 401k Account Disclosures
July 24, 2007
 
Think Investors Are Confused Now, Wait Until FINRA Becomes Official
July 18, 2007
 
NAPFA Comments on 12b-1 Fees
July 17, 2007
 
Verbal Comments to Certified Financial Board of Standards, Inc., from NAPFA
March 30, 2007
 
U.S. Court of Appeals Gets It Right: NAPFA congratulates the FPA on its victory over the SEC
April 2, 2007
 
A Step In The Right Direction: NAPFA submits comments on CFP Board of Standards’
Second Exposure Draft Code of Ethics
March 12, 2007
 
2006 Final - Code of Ethics - CFP Board
September 21, 2006
 
Letter from Roy Komack
Proposed New Standards 
September 21, 2006
 
Letter from Michael P. Haubrich
Comments on the proposed revisions to CFP Code of Ethics and Professional Responsibility
September 25, 2006
 
Letter from Dennis De Stefano
Comment regarding CFP Board’s Proposed Code of Ethics and Professional Responsibility and Financial Planning Practice Standards
July 29, 2006
 
Letter from Patrick Colllins Jr.
Comment letter on CFP Board’s Proposed Code of Ethics and Professional Responsibility and Financial Planning Practice Standards
July 31, 2006
 
Letter from Neil A. Brown
August 23, 2006
 
Letter from Members
September 28, 2006
 
Letter from Jeffrey B. Broadhurst
September 15, 2006

Events